CS276 Lecture 5: Encryption Using Pseudorandom Functions

Scribed by Manohar Jonnalagedda


Having introduced the notion of CPA security in the past lecture, we shall now see constructions that achieve it. Such constructions shall require either pseudorandom functions or pseudorandom permutations. We shall see later how to construct such objects.

1. Pseudorandom Functions

To understand the definition of a pseudorandom function, it’s good to think of it as a pseudorandom generator whose output is exponentially long, and such that each bit of the output is efficiently computable given the seed. The security is against efficient adversaries that are allowed to look at at any subset of the exponentially many output bits.

Definition 1 (Pseudorandom Function) A function {F: \{ 0,1 \}^k \times \{ 0,1 \}^m \rightarrow \{ 0,1 \}^m} is a {(t,\epsilon)}-secure pseudorandom function if for every oracle algorithm {T} that has complexity at most {t} we have

\displaystyle  | \mathop{\mathbb P}_{K \in \{ 0,1 \}^k} [ T^{F_K} () =1 ] - \mathop{\mathbb P}_{R: \{ 0,1 \}^m \rightarrow \{ 0,1 \}^m} [T^{R} () = 1] | \leq \epsilon

Intuitively, this means that an adversary wouldn’t be able to distinguish outputs from a purely random function and a pseudorandom function (upto a certain {\epsilon} additive error). Typical parameters are {k=m=128}, in which case security as high as {(2^{60},2^{-40})} is conjectured to be possible.

As usual, it is possible to give an asymptotic definition, in which {\epsilon(k)} is required to be negligible, {t(k)} is allowed to be any polynomial, and {F} is required to be computable in polynomial time.

2. Encryption Using Pseudorandom Functions

Suppose {F: \{ 0,1 \}^k \times \{ 0,1 \}^m \rightarrow \{ 0,1 \}^m} is a pseudorandom function. We define the following encryption scheme.

  • {Enc(K,M)}: pick a random {r\in \{ 0,1 \}^m}, output {(r,F_K(r) \oplus M)}
  • {Dec(K,(C_0,C_1)):= F_K(C_0) \oplus C_1}

This construction achieves CPA security.

Theorem 2 Suppose {F} is a {(t,\epsilon)} secure pseudorandom function. Then the above scheme is {(\frac{t}{O(m)}, 2\epsilon + t\cdot 2^{-m})}-secure against CPA.

The proof of Theorem 2 will introduce another key idea that will often reappear in this course: to first pretend that our pseudorandom object is truly random, and perform our analysis accordingly. Then extend the analysis from the pseudorandom case to the truly random case.

Let us therefore consider a modified scheme {(\overline{Enc}, \overline{Dec})}, where instead of performing {F_K(r) \oplus M}, we do {R(r) \oplus M}, where { R : \{0,1\}^m \rightarrow \{0,1\}^m } is a truly random function. We need to look at how secure this scheme is. In fact, we will actually prove that

Lemma 3 {(\overline{Enc}, \overline{Dec})} is {(t, \frac{t}{2^m}) -}CPA secure.


In the computation {T^{\overline{Enc}}(\overline{Enc}(r,C))} of algorithm {T} given oracle {\overline{Enc}} and input the ciphertext {(r,C)}, let us define REP to be the event where {T} gets the messages {(r_1,C_1),\ldots,(r_t,C_t)} from the oracle, such that {r} equals one of the {r_i}.

Then we have

\displaystyle  \mathop{\mathbb P} [ T^{\overline{Enc}} (\overline{Enc}(M)) = 1]

\displaystyle  = \mathop{\mathbb P}[T^{\overline{Enc}} (\overline{Enc}(M)) = 1 \wedge REP]

\displaystyle  + \mathop{\mathbb P} [T^{\overline{Enc}} (\overline{Enc}(M)) = 1 \wedge \neg REP]


\displaystyle  \mathop{\mathbb P} [ T^{\overline{Enc}} (\overline{Enc}(M')) = 1]

\displaystyle  = \mathop{\mathbb P} [T^{\overline{Enc}} (\overline{Enc}(K,M')) = 1 \wedge REP]

\displaystyle  + \mathop{\mathbb P} [T^{\overline{Enc}} (\overline{Enc}(M')) = 1 \wedge \neg REP]


\displaystyle  \left| \mathop{\mathbb P} [ T^{\overline{Enc}} (\overline{Enc}(K,M)) = 1] - \mathop{\mathbb P} [ T^{\overline{Enc}} (\overline{Enc}(K,M')) = 1] \right|

\displaystyle  \leq \left| \mathop{\mathbb P} [T^{\overline{Enc}} (\overline{Enc}(M)) = 1 \wedge REP] - \mathop{\mathbb P} [T^{\overline{Enc}} (\overline{Enc}(M')) = 1 \wedge REP] \right|

\displaystyle  + \left | \mathop{\mathbb P}[T^{\overline{Enc}} (\overline{Enc}(M)) = 1 \wedge \neg REP] - \mathop{\mathbb P} [T^{\overline{Enc}} (\overline{Enc}(M')) = 1 \wedge \neg REP] \right|

Now the first difference is the difference between two numbers which are both between {0} and {\mathop{\mathbb P}[REP]}, so it is at most {\mathop{\mathbb P}[REP]}, which is at most {\frac{t}{2^m}}.

The second difference is zero, because with a purely random function there is a 1-1 mapping between every random choice (of {R,r,r_1,\ldots,r_t}) which makes the first event happen and every random choice that makes the second event happen. ◻

We have shown that with a purely random function, the above encryption scheme is CPA-secure. We can now turn our eyes to the pseudorandom scheme {(Enc,Dec)}, and prove Theorem 2.

Proof: Consider the following four probabilities, for messages {M}, {M'}, and algorithm {T} :

  • (a) {\mathop{\mathbb P}_{K} [ T^{Enc(K, \cdot)} (Enc(K,M)) = 1 ]}
  • (b) {\mathop{\mathbb P}_{K} [ T^{Enc(K, \cdot)} (Enc(K,M')) = 1 ]}
  • (c) {\mathop{\mathbb P}_{R} [T^{\overline{Enc}(\cdot)} (\overline{Enc}(M)) = 1]}
  • (d) {\mathop{\mathbb P}_{R} [T^{\overline{Enc}(\cdot)} (\overline{Enc}(M')) = 1]}

From the previous proof, we have {|(c) - (d)| \leq \frac{t}{2^m}}. If we are able to show that {|(a)-(c)| \leq \epsilon}, {|(b)-(d)| \leq \epsilon}, then we have {|(a)-(b)| \leq 2\epsilon + \frac{t}{2^m}}.

So, it remains to show that

\displaystyle  |\mathop{\mathbb P}_{K} [ T^{Enc(K, \cdot)} (Enc(K,M)) = 1 ] - \mathop{\mathbb P}_{R} [T^{\overline{Enc}(\cdot)} (\overline{Enc}(M)) = 1]| \leq \epsilon \ \ \ \ \ (1)

Suppose, by contradiction, this is not the case. We will show that such a contradiction implies that {F} is not secure, by constructing an oracle algorithm {T'} that distinguishes {F} from a truly random function.

For an oracle {G}, we define {T'^{G}} to be the following algorithm:

  • pick a random {r\in \{ 0,1 \}^m} and compute {C:= (r,G(r) \oplus M)}
  • simulate {T (C)}; every time {C} makes an oracle query {M_i}, pick a random {r_i} and respond to the query with {(r_i,G(r_i) \oplus M)}

Note that if {T'} is given the oracle {F_K}, then the computation {T'^{F_K}} is exactly the same as the computation {T^{Enc}(Enc(M))}, and if {T'} is given the oracle {R}, where {R} is a random function, then the computation {T^{\overline{Enc}}(\overline{Enc}(M))}.

Thus, we have

\displaystyle  \mathop{\mathbb P}_{K \in \{ 0,1 \}^k} [ T'^{F_K} () =1 ] = \mathop{\mathbb P}_{K} [ T^{Enc(K, \cdot)} (Enc(K,M)) = 1 ] \ \ \ \ \ (2)

\displaystyle  \mathop{\mathbb P}_{R: \{ 0,1 \}^m \rightarrow \{ 0,1 \}^m} [T'^{R} () = 1] = \mathop{\mathbb P}_{R} [T^{\overline{Enc}(\cdot)} (\overline{Enc}(M)) = 1] \ \ \ \ \ (3)

which means that

\displaystyle   \left|\mathop{\mathbb P}_{K \in \{ 0,1 \}^k} [ T'^{F_K} () =1 ] - \mathop{\mathbb P}_{R: \{ 0,1 \}^m \rightarrow \{ 0,1 \}^m} [T'^{R} () = 1]\right| > \epsilon \ \ \ \ \ (4)

The complexity of {T'} is at most the complexity of {T} times {O(m)} (the time needed to translate between oracle queries of {T} and oracle queries of {T'}), and so if {T} has complexity {t/O(m)} then {T'} has complexity {\leq t}. This means that (4) contradicts the assumption that {F} is {(t,\epsilon)-}secure. ◻

CS 276 Lecture 6: Pseudorandom Functions and Permutations

Scribed by Ian Haken


The encryption scheme we saw last time, based on pseudorandom functions, works and is CPA-secure, but it is not used in practice. A disadvantage of the scheme is that the length of the encryption is twice the length of the message being sent.

Today we see the “counter mode” generalization of that scheme, which has considerably smaller overhead for long messages, and see that this preserves CPA-security.

We then give the definition of pseudorandom permutation, which is a rigorous formalization of the notion of block cipher from applied cryptography, and see two ways of using block ciphers to perform encryption. One is totally insecure (ECB), the other (CBC) achieves CPA security.

1. The Randomized Counter Mode

Recall that a pseudorandom function is a function {F \colon \{ 0,1 \}^k \times \{ 0,1 \}^m \rightarrow \{ 0,1 \}^m} which looks approximately like a random function {R \colon \{ 0,1 \}^m \rightarrow \{ 0,1 \}^m}. With the encryption method from the previous lecture (in which the ciphertext is a random {r \in \{0,1\}^m} followed by {F_K(r) \oplus M}) the encryption of a message is twice as long as the original message. We now define an encryption method which continues to use a pseudorandom function, but whose ciphertext overhead is marginal.

Suppose we have a pseudorandom function {F \colon \{0, 1\}^k \times \{0, 1\}^m \rightarrow \{0, 1\}^m}. We describe an encryption scheme that works for messages of variable length. We assume without loss of generality that the length of the message is a multiple of {m}, and we write a plaintext {M} of length {cm} as {M_1, \ldots , M_c}, a sequence of {c} blocks of length {m}.

  • {Enc(K,M_1,\ldots,M_c)}:

    • pick a random {r \in \{ 0,1 \}^m}
    • output

      \displaystyle  (r,F_K(r) \oplus M_1, F_K(r+1) \oplus M_2, \ldots, F_K(r+(c-1)) \oplus M_c)

  • {Dec(K,C_0,\ldots,C_c) := C_1 \oplus F_K(C_0), \ldots , C_c \oplus F_K(C_0 + (c-1))}

(When {r} is a binary string in {\{0, 1\}^m} and {i} is an integer, {r + i} means the binary representation of the sum mod {2^m} of {r} (seen as an integer) and {i}.)
Observe that the ciphertext length is {(c+1)m} which is a negligable overhead when {c \gg m}.

Theorem 1 Suppose {F} is a {(t,\epsilon)}-secure pseudorandom function; then, when used to encrypt messages of length {cm}, the above scheme is {(t-O(cm),O(\epsilon + ct/2^m))}-CPA secure.

Example 1 Consider the values which these variables might take in the transmission of a large (e.g. {>} 4GB) file. If we let {m=128}, {t=2^{60}}, {\epsilon=2^{-60}}, {c=2^{30}}, then we end up with an approximately {(2^{59}, 2^{-38})}-CPA secure transmission.

Proof: Recall the proof from last time in which we defined {\overline{Enc}(R, \cdot )}, where {R} is a truly random function. Given messages {M,M'} and a cryptanalytic algorithm {T}, we considered:

  • (a) {\mathop{\mathbb P}_K[ T^{Enc(K,\cdot)}(Enc(K,M)) = 1 ]}
  • (b) {\mathop{\mathbb P}_R[ T^{\overline{Enc}(R,\cdot)}(\overline{Enc}(R,M)) = 1]}
  • (c) {\mathop{\mathbb P}_R[ T^{\overline{Enc}(R,\cdot)}(\overline{Enc}(R,M')) = 1]}
  • (d) {\mathop{\mathbb P}_K[ T^{Enc(K,\cdot)}(Enc(K,M')) = 1]}

We were able to show in the previous proof that {|(a)-(b)| \le \epsilon}, {|(c)-(d)| \le \epsilon}, and {|(b)-(c)| \le t/2^m}, thus showing that {|(a)-(d)| \le 2 \epsilon + t/2^m}. Our proof will follow similarly.

We will first show that for any {M}

\displaystyle  \left| \mathop{\mathbb P}_K[ T^{Enc(K,\cdot)}(Enc(K,M)) = 1 ] - \mathop{\mathbb P}_R[ T^{\overline{Enc}(R,\cdot)}(\overline{Enc}(R,M)) = 1 ] \right| \le \epsilon

hence showing {|(a)-(b)| \le \epsilon} and {|(c)-(d)| \le \epsilon}. Suppose for a contradiction that this is not the case, i.e. {\exists M=(M_1,\ldots,M_c)} and {\exists T} where {T} is of complexity {\le t-O(cm)} such that

\displaystyle  \left| \mathop{\mathbb P}_K[ T^{Enc(K,\cdot)}(Enc(K,M)) = 1 ] - \mathop{\mathbb P}_R[ T^{\overline{Enc}(R,\cdot)}(\overline{Enc}(R,M)) = 1 ] \right| > \epsilon

Define {T'^{O(\cdot)}(\cdot)} as a program which simulates {T(O(M))}. (Note that {T'} has complexity {\le t}). Noting that {T'^{Enc(K,\cdot)}()=T^{Enc(K,\cdot)}(Enc(K,M))} and {T'^{\overline{Enc}(R,\cdot)}() = T^{\overline{Enc}(R,\cdot)}(\overline{Enc}(R,M))}, this program {T'} would be a counterexample to {F} being {(t,\epsilon)}-secure.

Now we want to show that {\forall M=M_1,\ldots,M_c}, {\forall M'=M_1',\ldots,M_c'}, and {\forall T} such that the complexity of {T} is {\le t-O(cm)},

{\left| \mathop{\mathbb P}_R[ T^{\overline{Enc}(R,\cdot)}(\overline{Enc}(R,M)) = 1] -\mathop{\mathbb P}_R[ T^{\overline{Enc}(R,\cdot)}(\overline{Enc}(R,M')) = 1] \right| \le 2ct/2^m}

As in the previous proof, we consider the requests {T} may make to the oracle {\overline{Enc}(R,\cdot)}. The returned values from the oracle would be {r_k,R(r_k) \oplus M_1^k,R(r_k+1) \oplus M_2^k,\ldots,R(r_k+(c-1)) \oplus M_c^k}, where {k} ranges between {1} and the number of requests to the oracle. Since {T} has complexity limited by {t}, we can assume {1 \le k \le t}. As before, if none of the {r_k+i} overlap with {r + j} (for {1 \le i,j \le c}) then {T} only sees a random stream of bits from the oracle. Otherwise, if {r_k+i = r+j} for some {i,j}, then {T} can recover, and hence distinguish, {M_j} and {M_j'}. Hence the probability of {T} distinguishing {M,M'} is {\epsilon} plus the probability of a collision.

Note that the {k}th oracle request will have a collision with some {r+j} iff {r-c < r_k \le r+(c-1)}. If we have {r \le r_k \le r+(c-1)} then obviously there is a collision, and otherwise {r-c < r_k < r} so {r-1 <r_k+(c-1) \le r+(c-1)} so there is a collision with {r_k+(c-1)}. If {r_k} is outside this range, then there is no way a collision can occur. Since {r_k} is chosen randomly from the space of {2^m}, there is a {(2c-1)/2^m} probability that the {k}th oracle request has a collision. Hence {2ct/2^m} is an upper bound on the probability that there is a collision in at least one the oracle requests.

Combining these results, we see that {|(a) - (d)| \le 2(\epsilon+ct/2^m) = O(\epsilon+ct/2^m)}, i.e.

{\left| \mathop{\mathbb P}_K[ T^{Enc(K,\cdot)}(Enc(K,M)) = 1 ] - \mathop{\mathbb P}_K[ T^{Enc(K,\cdot)}(Enc(K,M')) = 1 ] \right| = O(\epsilon+ct/2^m)}

2. Pseudorandom Permutations

2.1. Some Motivation

Suppose the message stream has known messages, such as a protocol which always has a common header. For example, suppose Eve knows that Bob is sending an email to Alice, and that the first block of the message {M_1} is the sender’s email. That is, suppose Eve knows that {M_1=}“bob@cs.berkeley.edu”. If Eve can insert or modify messages on the channel, then upon seeing the ciphertext {C_0,\ldots,C_c} she could then send to Alice the stream {C_0,C_1 \oplus} “bob@cs.berkeley.edu” { \oplus } “eve@cs.berkeley.edu” {,C_2,\ldots,C_c}. The result is that the message received by Alice would appear to be sent from “eve@cs.berkeley.edu”, but remain otherwise unchanged.

2.2. Definition

Denote by {\mathcal{P}_n} the set of permutations {P \colon \{0,1\}^n \rightarrow \{0,1\}^n}.

Definition 2 A pair of functions {F \colon \{0,1\}^k \times \{0,1\}^n \rightarrow \{0,1\}^n}, {I \colon \{0,1\}^k \times \{0,1\}^n \rightarrow \{0,1\}^n} is a {(t,\epsilon)}-secure pseudorandom permutation if:

  • For every {r \in \{0,1\}^k}, the functions {F_r(\cdot)} and {I_r(\cdot)} are permutations (i.e. bijections) and are inverses of each other.
  • For every oracle algorithm {T} that has complexity at most {t}

    {\left| \mathop{\mathbb P}_K [T^{F_K,I_K}() = 1 ] - \mathop{\mathbb P}_{P \in \mathcal{P}_n}[T^{P,P^{-1}}() = 1 ] \right| \le \epsilon}

That is, to any algorithm {T} that doesn’t know {K}, the functions {F_K,I_K} look like a random permutation and its inverse.

In applied cryptography literature, pseudorandom permutations are called block ciphers.

How do we construct pseudorandom permutations? There are a number of block cipher proposals, including the AES standard, that have been studied extensively and are considered safe for the time being. We shall prove later that any construction of pseudorandom functions can be turned into a construction of pseudorandom permutations; also, every construction of pseudorandom generators can be turned into a pseudorandom function, and every one-way function can be used to construct a pseudorandom generator. Ultimately, this will mean that it is possible to construct a block cipher whose security relies, for example, on the hardness of factoring random integers. Such a construction, however, would not be practical.

3. Encryption Using Pseudorandom Permutations

Here are two ways of using Pseudorandom Functions and Permutations to perform encryption. Both are used in practice.

3.1. ECB Mode

The Electronic Code-Book mode of encryption works as follows

  • {Enc(K,M) := F_K(M)}
  • {Dec(K,M) := I_K(M)}

Exercise 1 Show that ECB is message-indistinguishable for one-time encryption but not for two encryptions.

3.2. CBC Mode

In its simplest instantiation the Cipher Block-Chaining mode works as follows:

  • {Enc(K,M)}: pick a random string {r \in \{0,1\}^n}, output {(r, F_K(r \oplus M))}
  • {Dec(K,(C_0,C_1)) := C_0 \oplus I_K(C_1)}

Note that this similar to (but a bit different from) the scheme based on pseudorandom functions that we saw last time. In CBC, we take advantage of the fact that {F_K} is now a permutation that is efficiently invertible given the secret key, and so we are allowed to put the {\oplus M} inside the computation of {F_K}.

There is a generalization in which one can use the same random string to send several messages. (It requires synchronization and state information.)

  • {Enc(K, M_1, \ldots , M_c )}:

    • pick a random string {C_0 \in \{ 0,1 \}^n}
    • output {(C_0, C_1, \ldots , C_c )} where {C_i := F_K (C_{i-1} \oplus M_i )}

  • {Dec(K, C_0 , C_1 , \ldots , C_c ) := M_1 , \ldots , M_c} where {M_i := I_K (C_i ) \oplus C_{i-1}}

Exercise 2 This mode achieves CPA security.

Note that CBC overcomes the above problem in which Eve knows a particular block of the message being sent, for if Eve modified {C_1} in the encryption that Bob was sending to Alice (as in the example above) then the change would be noticeable because {C_2,\ldots,C_c} would not decrypt correctly.